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| Topic: |
Business
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| Number of pages / Number of words: |
3 / 677 |
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The governmental regulatory bodies charged with ensuring that fair and open business practices guide the efforts of the intermediaries and their clients is the Securities and Exchange Commission.
The U.S. Securities and Exchange Commission (SEC) was created in 1934 by the Securities Exchange Act of 1934 following the stock market crash of 1929...
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Securities and Exchange Commission (SEC) was created in 1934 by the Securities Exchange Act of 1934 following the stock market crash of 1929. This government entity was created in hopes of restoring the confidence of investors in the capital markets. “The laws and rules that govern the securities industry in the United States derive from a simple and straightforward concept: all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it, and so long as they hold it...
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