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Business
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| Number of pages / Number of words: |
3 / 608 |
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A broker no longer has due recourse against a securities officer. The securities officer can say and do whatever they feel without a broker taking action.
It was claimed that changes in the Act has also led to excessive auditing fees. San Diego-based Sempra Energy, with more than $9 Billion in revenues last year, total auditing fees rose 50 percent above the amount spent in 2003 to $13...
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A broker no longer has due recourse against a securities officer. The securities officer can say and do whatever they feel without a broker taking action.
It was claimed that changes in the Act has also led to excessive auditing fees. San Diego-based Sempra Energy, with more than $9 Billion in revenues last year, total auditing fees rose 50 percent above the amount spent in 2003 to $13...
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