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| Topic: |
Business
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| Number of pages / Number of words: |
2 / 306 |
Essay's paper body
The role of the broker covers a vast territory. It is not to be confused with the role of a broker/dealer. The broker must have a Series 3 license. When obtained a broker must open an account through a licensed Series 3 commodity brokerage representative. Brokers then are only authorized to buy and sell through the order of their client...
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The role of the broker covers a vast territory. It is not to be confused with the role of a broker/dealer. The broker must have a Series 3 license. When obtained a broker must open an account through a licensed Series 3 commodity brokerage representative. Brokers then are only authorized to buy and sell through the order of their client...
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